Disciplinary Guidelines

image of male studying documentsThe Compliance Office will make appropriate inquiries, investigations, and reports when it becomes aware of potential violations of the Code of Conduct, laws, regulations, or UNC Health or Network Entity policies and procedures.

As appropriate, the Compliance Office will report potential and actual violations to relevant parties, such as an employee's supervisor or department head, the Chief Medical Officer, Employee Relations, Human Resources, the Privacy Office, the Legal Department, or government regulators.

Where appropriate, corrective action may be taken to address violations, in accordance with applicable policies or bylaws.

The Compliance Office will retain a summary of the event, the Compliance Office's investigation, the final action taken, and other appropriate documentation.